PCS TA 007 Sample Plot Calculation Tool_v1.0

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Document identification

  • Document code: PCS-TA-007

  • Title: Sample Plot Calculation Tool

  • Scope: Quantitative tool for determining required number of sample plots per stratum to meet PCS sampling precision requirements, including statistical parameters, confidence levels, acceptable sampling error thresholds, and reassessment during monitoring periods.

  • Application: Used during baseline design and updated during each monitoring period where plot-based sampling is required by applicable PCS methodologies and tools.

Version history and change log

Table DC-1. Revision history

Version
Date
Status
Summary of changes
Prepared by
Approved by

v1.0

TBD

Draft

Release for public consultation

PCS

TBD

Superseded versions

No superseded versions for v1.0.

Governance note on versioning and archiving

Only the latest approved version of this tool shall be used for new project registrations and for quantification/verification of monitoring periods unless PCS specifies otherwise. Superseded versions shall be archived and retained for traceability and audit purposes, including for projects assessed under earlier versions where applicable, consistent with PCS governance rules.

Chapter 1 - Introduction and Purpose

  1. The Sample Plot Number Determination Tool establishes the procedures for calculating the minimum number of field plots required to achieve acceptable precision in biomass and carbon stock estimates under the Planetary Carbon Standard (PCS). Accurate estimation of sampling requirements is essential for ensuring that project results are statistically robust, representative of vegetation conditions, and suitable for independent verification.

  2. The purpose of this tool is to provide a standardized approach for determining sampling intensity across project strata. Tree and shrub biomass, dead wood, litter, and other carbon pools may vary significantly within natural landscapes. Without adequate sampling, these variations can lead to large uncertainties that compromise the reliability of carbon stock estimates. This tool enables project developers to determine the minimum number of plots needed to meet the statistical precision requirements described in the applicable PCS methodology.

  3. The tool applies to all Nature-Based Solutions (NBS) projects in which field sampling is required. It is used during project design to determine initial sampling intensity and during monitoring to reassess whether existing plots or additional plots are needed. The tool is applicable across diverse ecosystem types, including forests, shrublands, mangroves, drylands, and restoration landscapes.

  4. This tool relies on statistical principles that relate sampling variance, confidence intervals, and allowable uncertainty. It incorporates preliminary or historical data from reconnaissance plots, prior measurements, or published literature to estimate the variability of biomass within each stratum. Based on this variability and the methodology’s required precision level, the tool calculates the minimum number of sample plots required.

  5. By providing a clear, replicable, and rigorous framework for designing sampling programs, this tool enhances the transparency and environmental integrity of carbon estimates under PCS. It ensures that sampling programs produce results sufficiently precise for verification and issuance of Planetary Carbon Units (PCUs).

Chapter 2 - Scope and Applicability

  1. This tool applies to all PCS Nature-Based Solutions projects that require field-based sampling of biomass or carbon pools. Sampling requirements vary across ecosystem types, but the statistical foundation for determining the number of sample plots remains consistent. This tool ensures that sampling intensity meets precision thresholds defined in applicable methodologies and that sampling programs reflect the spatial variability of each stratum.

  2. The tool is applicable to all carbon pools that rely on field measurements, including:

  • Above-ground and below-ground tree biomass

  • Shrub biomass

  • Dead wood carbon stocks

  • Litter biomass

  • Additional pools requiring plot-based sampling

  1. The tool must be used separately for each stratum identified in the project boundary. Strata typically differ in vegetation type, disturbance history, biomass density, stand structure, or management conditions. Because variability within a stratum directly influences sampling requirements, the sample size must be determined independently for each stratum.

  2. This tool applies during both project design and monitoring. At the design stage, preliminary values of variability may be obtained from reconnaissance sampling, prior inventories, scientific literature, or analogous ecosystems. During monitoring, updated plot data must be used to reassess whether the existing sample size continues to satisfy precision requirements. If sampling uncertainty exceeds acceptable thresholds, additional plots must be established.

  3. The tool does not apply to pools measured through remote sensing, modeling, or full enumeration, nor does it apply to soil carbon sampling unless required by a specific methodology. Where soil sampling is needed, specialized soil sampling tools or guidelines may be used.

  4. Sampling procedures, once determined using this tool, must be implemented consistently throughout the crediting period. Adjustments to sampling intensity must be documented and justified if biomass variability increases or if stratification changes.

Chapter 3 - Key Concepts and Definitions

3.1 Sampling Plot

A sampling plot is a defined area where field measurements of biomass or carbon-related attributes are collected. Plot size and shape vary depending on vegetation type and sampling objectives. Plot measurements serve as the basis for estimating mean biomass and variance within a stratum.

3.2 Stratum

A stratum is a subdivision of the project area grouped by ecological similarity or biomass characteristics. Each stratum requires an independent sampling design and an independent determination of the number of sampling plots needed. Variance within a stratum drives sampling intensity.

3.3 Variance (S²)

Variance represents the degree of variability in biomass among plots within a stratum. Higher variance indicates greater heterogeneity and therefore requires more sample plots to achieve a given precision level.

3.4 Standard Deviation (S)

Standard deviation is the square root of variance and reflects the spread of biomass values across plots within the stratum. It is used in estimating sampling error and calculating required sample size.

3.5 Standard Error of the Mean (SE)

The standard error quantifies uncertainty in the estimate of mean biomass per hectare. It decreases as sample size increases. It is calculated as:

Where:

  • = standard deviation

  • = number of sample plots

3.6 Confidence Interval (CI)

The confidence interval represents the range within which the true population mean is expected to lie. It is calculated using:

Where is the t-value corresponding to the desired confidence level (typically 90% or 95%).

3.7 Relative Precision (RP)

Relative precision expresses sampling uncertainty as a percentage of the estimated mean. It is used to determine whether the level of sampling precision meets PCS or methodology-specific thresholds.

Where is the mean biomass of sample plots.

3.8 Required Precision Level

PCS methodologies often specify a maximum allowable sampling error (e.g., 10% at 90% confidence). Sampling intensity must be sufficient to ensure relative precision does not exceed the threshold.

3.9 Preliminary (Reconnaissance) Sampling

Preliminary sampling refers to a limited number of initial plots established to estimate biomass variability and calculate the required number of final sampling plots. Preliminary sampling results must be representative of the stratum.

3.10 Sample Size (n)

Sample size refers to the number of sampling plots required to achieve the desired precision level. It is derived using statistical formulas that incorporate variance, desired confidence level, and acceptable sampling error.

3.11 t-Value

The t-value is a statistical coefficient based on the Student’s t-distribution used to calculate confidence intervals. It depends on the desired confidence level and sample size.

3.12 Acceptable Sampling Error (E)

The acceptable sampling error is the maximum permissible deviation between the estimated mean biomass and the true mean, expressed as a proportion of the mean. The error threshold is defined by the methodology (e.g., E = 0.10 for 10%).

3.13 Conservative Plot Allocation

When preliminary sampling indicates extremely high variance, conservative plot allocation ensures that additional plots are assigned to reduce sampling error and meet required precision levels.

Chapter 4 - Parameters and Symbols

This chapter defines the parameters and symbols used in calculating the minimum number of sample plots required to achieve acceptable precision levels. All parameters must be applied consistently and documented in the Monitoring Report.

Table 1. Parameters and Symbols Used in Sample Size Calculation

Symbol
Description
Units
Notes

Required number of sample plots

Calculated using variance and desired precision

Preliminary estimate of sample size

Based on reconnaissance sampling

Final number of plots used

Must not be less than calculated requirement

Mean biomass of sample plots

t/ha

Used for relative precision calculations

Standard deviation of biomass

t/ha

Derived from preliminary or historical data

Variance of biomass

(t/ha)²

Influences required sampling intensity

Standard error of the mean

t/ha

Confidence interval

t/ha

; used for precision

Relative precision

%

t-value

Depends on confidence level (90%, 95%)

Acceptable sampling error

Typically 0.10 (10%) or as required by methodology

Total area of the stratum

ha

Used only for scaling, not for n

Coefficient of variation

%

4.1 Confidence Levels and t-Values

PCS methodologies typically use:

  • 90% confidence level for sampling precision

  • t-values dependent on sample size

If sample size is large (n > 30), the z-value approximation may be used (z ≈ 1.645 for 90%).

For smaller sample sizes, exact t-values must be applied to avoid underestimating uncertainties.

4.2 Acceptable Sampling Error (E)

The acceptable sampling error represents the maximum allowable deviation between the estimated mean and the true population mean. Common values are:

  • 10% relative precision (E = 0.10)

  • 15% for highly heterogeneous vegetation (methodology-dependent)

The applicable methodology sets the permissible threshold.

4.3 Preliminary Parameter Estimation

Preliminary sampling (or historical data) provides estimates of:

  • Standard deviation

  • Mean biomass

  • Coefficient of variation

These values inform the initial calculation of required sample size . Once full sampling begins, the calculation may be updated if significant differences emerge.

4.4 Interpretation of Calculated Parameters

If calculated sample size exceeds the number of available or feasible plots, the project developer must:

  • Increase sampling effort, or

  • Apply conservativeness as required by methodology

All decisions must be documented transparently.

Chapter 5 - Determining Required Sample Size

The determination of sample size ensures that biomass estimates meet the precision requirements established by PCS methodologies. This chapter presents the statistical formula for calculating required sample size, describes how preliminary data are used, and outlines the steps for applying the procedure independently within each stratum.

5.1 Statistical Basis for Sample Size Determination

Sampling uncertainty arises from natural variability in biomass within a stratum. To estimate the number of plots needed to achieve a desired precision level, the following statistical relationship is applied:

Where:

  • = required number of sample plots

  • = t-value for chosen confidence level

  • = standard deviation of preliminary plot data

  • = acceptable sampling error (as a proportion of the mean)

  • = mean biomass per hectare from preliminary data

This formula ensures that sampling uncertainty does not exceed the threshold defined in the applicable methodology.

5.2 Obtaining Preliminary Estimates

Preliminary data are required to estimate variance and mean biomass. These preliminary values may be obtained from:

  • Reconnaissance plots established specifically for initial variance estimation

  • Previous inventory data from the same area

  • Peer-reviewed literature describing similar ecosystems

  • Historical forest inventory data

Preliminary sampling must sufficiently represent variability within each stratum. Using fewer than 5 plots for preliminary estimation is discouraged unless no alternatives exist.

5.3 Calculating Initial Sample Size (n₀)

Using preliminary data, an initial estimate of required sample size is calculated:

This value reflects the sampling intensity needed under the assumption of an infinite population.

If the calculated value is below the minimum number of plots required by the methodology, the minimum requirement must be applied.

5.4 Applying the Finite Population Correction (FPC)

If a stratum is small or contains a limited number of potential sampling locations, the initial sample size may be adjusted using the finite population correction:

Where:

  • is the total number of possible plot locations in the stratum.

This adjustment ensures that sampling intensity remains proportionate to the size of the stratum.

5.5 Rounding the Required Sample Size

The final required sample size must always be rounded up to the next whole number. Fractional values are not permitted. If rounding reduces the ability to meet precision requirements, additional plots must be added.

When methodologies require minimum sampling thresholds (e.g., at least 10 plots per stratum), these thresholds override calculated sample sizes.

5.6 Reassessing Sample Size During Monitoring

Variance within a stratum may change across monitoring periods due to:

  • Growth and structural changes

  • Disturbances

  • Restoration activities

  • Stratification updates

  • Natural shifts in vegetation composition

For each monitoring period, sample size must be reassessed using updated plot data. If variance increases and relative precision exceeds the allowable threshold, additional plots must be established.

Sample reduction is not allowed even if variance decreases; sample size must remain at least equal to the highest number required during prior periods unless the methodology explicitly allows reduction.

5.7 Documentation Requirements

The Monitoring Report must include:

  • Preliminary biomass data used for sample size calculation

  • Summary statistics (mean, standard deviation, variance)

  • t-value and acceptable error threshold used

  • Calculated and any FPC adjustments

  • Final required number of sample plots per stratum

  • Justification for using default or literature values when preliminary data are limited

All calculations must be transparent and reproducible.

Chapter 6 - Sampling Workflow and Implementation Requirements

The sampling workflow ensures that the process of determining and implementing sample sizes is systematic, statistically sound, and consistent across all monitoring periods. This chapter outlines the required steps—from initial reconnaissance to long-term maintenance of the sampling network—and defines the documentation standards necessary for verification.

6.1 Overview of the Sampling Workflow

1

Identify and define project strata

Strata must be defined based on ecological similarity or biomass characteristics and documented with rationale and area estimates.

2

Conduct preliminary sampling or compile analogous data

Collect reconnaissance plots or gather reliable analogous data to estimate mean and variance for each stratum.

3

Calculate required sample size for each stratum

Use preliminary statistics, chosen confidence level, acceptable error, and t-values (and apply FPC if needed) to determine required plots.

4

Establish permanent sample plots according to calculated requirements

Locate, mark, and GPS permanent plots following the sampling design and measurement protocols.

5

Collect field measurements during baseline and each monitoring period

Implement consistent measurement protocols and record all plot-level data.

6

Reassess variance and sample size as needed

Evaluate updated plot data each monitoring period and add plots if precision requirements are not met.

7

Document adjustments and maintain consistency over time

Archive decisions, methods, and data to ensure replicability and support verification.

This workflow must be applied uniformly to ensure methodological integrity and replicability.

6.2 Stratification as the Foundation of Sampling

Accurate stratification is the first essential step in sampling design. The sampling workflow requires that:

  • Strata reflect meaningful ecological or structural differences

  • Each stratum is internally homogeneous enough for statistical sampling

  • Sample size calculations are performed per stratum, not project-wide

Stratification must be documented with maps, area estimates, and justification.

6.3 Conducting Preliminary Sampling

Preliminary sampling provides the variance estimates needed to calculate sample size. Requirements include:

  • A representative spread of plots across the stratum

  • At least 5 reconnaissance plots whenever feasible

  • Use of the same plot size and measurement protocol as in full sampling

  • Accurate measurement of biomass-relevant attributes

When preliminary sampling is not feasible, analogous data must be thoroughly justified and appropriately conservative.

6.4 Establishing Permanent Sample Plots

Permanent sample plots must be established after determining required sample size. These plots must:

  • Follow consistent size and shape rules applied in the biomass tool (PCS-TA-008)

  • Be located according to the sampling design, not convenience

  • Be permanently marked and GPS-located

  • Remain fixed across monitoring periods except in cases of force majeure

If a plot becomes inaccessible, a replacement plot must be established using the same placement rules.

6.5 Maintaining Sampling Consistency Across Monitoring Periods

Consistency in sampling ensures comparability across monitoring cycles. Requirements include:

  • Using the same plot locations unless justified otherwise

  • Applying identical measurement protocols

  • Reassessing sample size only when necessary due to increased variance

  • Maintaining or increasing sample size; reductions are not permitted unless explicitly allowed

Consistency is essential for assessing real changes in carbon stocks rather than changes in sampling design.

6.6 Integration With Field Measurement Activities

Sample size determination must align with field implementation:

  • Field teams must be informed of the required number of plots per stratum

  • Plot identifiers must match those used in the biomass and dead wood tools

  • Sampling timelines must align with seasonal or climate-related measurement windows

  • Additional plots required due to increased variance must be integrated before verification

Sampling plans must be operationally feasible and properly resourced.

6.7 Documentation Requirements

Documentation must be complete, accurate, and sufficient for replication. The Monitoring Report must include:

  • The sampling workflow used

  • Preliminary sampling procedures and data

  • Calculation of sample sizes

  • Maps showing plot locations

  • Field protocols and deviations

  • Changes to the sampling network over time

All results must be archived for validation and verification.

Chapter 7 - Uncertainty and Conservativeness

Sampling uncertainty is an inherent component of biomass estimation because vegetation varies across space. The sample size calculation process must ensure that sampling error remains within the acceptable threshold defined by the applicable PCS methodology. This chapter outlines the principles for quantifying sampling uncertainty, interpreting results, and applying conservativeness when precision requirements are not met.

7.1 Relationship Between Uncertainty and Sample Size

Sampling uncertainty decreases as sample size increases. The standard error of the mean reflects how well sample plots represent the true biomass of the stratum. When variance is high or when plot numbers are insufficient, sampling uncertainty increases and may exceed acceptable levels.

For a stratum with mean biomass and standard deviation :

The confidence interval is:

Relative precision (RP) is:

Relative precision must not exceed the allowable threshold (e.g., ±10%).

7.2 Uncertainty Thresholds Defined by Methodology

Each PCS methodology specifies the maximum allowable relative precision for sampling-based estimates. Common values include:

  • 10% relative precision at 90% confidence, or

  • 15% relative precision at 95% confidence

These thresholds dictate the minimum number of sampling plots required for each stratum.

If relative precision is greater than the allowable threshold, sampling is inadequate and corrective action is required.

7.3 When Uncertainty Exceeds Thresholds

If sampling results exceed uncertainty limits, the project must take one or more of the following actions:

  • Increase the number of sample plots in the affected stratum.

  • Revise stratification to reduce internal variability.

  • Apply conservativeness by reducing estimated biomass or carbon stock values.

Conservativeness may only be applied when methodological provisions permit it; otherwise, additional sampling is required.

7.4 Sampling Variance and High-Heterogeneity Strata

Strata with high ecological heterogeneity—such as disturbed or recovering forests, mangroves with uneven structure, drylands with patchy vegetation, or landscapes with recent fires or storms—typically exhibit high variance and thus require larger sample sizes.

If variance is extremely high, a methodological review of stratification is recommended before determining new sample sizes. Poorly designed strata often lead to excessive uncertainty.

7.5 Applying Conservativeness in Sample Size Determination

Conservativeness may be applied in limited and clearly defined situations:

  • When preliminary data indicate unusually low variance that is not representative of the stratum

  • When species composition is uncertain

  • When plot-level measurements exhibit unusual clustering

  • When field conditions limit plot accessibility and sampling cannot be expanded fully

In such cases, the project developer must:

  • use higher variance estimates than measured,

  • choose more conservative biomass or carbon values, or

  • apply a deduction at the stratum level.

All conservative adjustments must be justified in the Monitoring Report.

7.6 Documentation of Uncertainty Calculations

The Monitoring Report must present:

  • Standard deviation (S)

  • Standard error (SE)

  • Confidence interval (CI)

  • Relative precision (RP)

  • Acceptable error threshold (E)

  • The t-value used

  • Final sample size required

  • Plot numbers actually sampled

The report must also explain whether uncertainty decreased or increased relative to prior monitoring periods, and why.

7.7 Treatment of Uncertainty Over Multiple Monitoring Cycles

Uncertainty must be evaluated independently for each monitoring period. Plot numbers must remain at least equal to the historical maximum unless:

  • the methodology explicitly allows reduction, and

  • updated variance is demonstrably lower and stable across multiple cycles.

Under no circumstances may sample size be reduced solely to minimize fieldwork effort.

7.8 Transparency Requirements

All assumptions, reasoning, and calculations influencing uncertainty must be fully traceable. A VVB must be able to replicate every step:

  • sampling design,

  • variance calculations,

  • sample size determination,

  • uncertainty results,

  • and any conservativeness applied.

Uncertainty analysis must never obscure unfavorable results; full transparency is required.

Chapter 8 - Reporting Requirements

Reporting requirements ensure that all sampling decisions, calculations, and justifications are transparent, replicable, and readily verifiable. Because sample size directly affects uncertainty and the credibility of biomass estimates, the Monitoring Report must present complete documentation of how sampling intensity was determined and implemented for each stratum.

8.1 Description of Strata and Sampling Framework

The report must begin by describing each stratum used in the project. This includes:

  • Ecological characteristics

  • Vegetation type and structural features

  • Disturbance history

  • Rationale for stratification

Each stratum must be clearly mapped, and the total area must be stated. The sampling framework applied to each stratum must be described in detail, including whether sampling was random, systematic, or stratified-random.

8.2 Preliminary Sampling and Variance Estimation

If preliminary sampling was used to estimate variance, the report must include:

  • Number of preliminary plots measured

  • Plot measurements and biomass results

  • Calculated mean () and standard deviation (S)

  • Justification for preliminary data quality and representativeness

If analogous data (literature, historical inventories) were used instead of preliminary plots, the report must justify why such data are appropriate.

8.3 Calculation of Required Sample Size

The report must show:

  • Acceptable error threshold (E) required by the methodology

  • Confidence level used and corresponding t-value

  • Calculation of initial sample size ()

  • Application of the finite population correction factor, if used

  • Final required number of plots for each stratum

Each calculation must be presented clearly, including formulas and intermediate values.

8.4 Final Sample Allocation by Stratum

The report must specify:

  • Number of plots actually established in each stratum

  • Any differences between required and actual plot numbers

  • Reasons for additional plots (e.g., high variance)

  • Reasons for deviations from calculated sample size (e.g., inaccessible areas)

If more plots were established than required, the report must explain whether these were retained for future monitoring cycles.

8.5 Documentation of Plot Locations

Plot locations must be documented with:

  • GPS coordinates

  • Maps or geospatial files

  • Stratum identifiers

  • Field access notes where relevant

Plots must be uniquely identified and mapped in a way that allows complete relocation in future monitoring periods.

8.6 Integration With Biomass Measurement Tools

The report must demonstrate how the sampling design integrates with:

  • PCS-TA-008 (Tree & Shrub Biomass Tool)

  • PCS-TA-007 (Dead Wood and Litter Tool)

  • PCS-TA-004 (Peat Tool, if applicable)

  • Any other pool requiring field measurement

The Monitoring Report must confirm that sample sizes meet precision requirements for each pool, not only for tree biomass.

8.7 Reporting of Sampling Consistency Across Monitoring Periods

Sampling consistency must be documented by:

  • Comparing previous monitoring period sample sizes to current sizes

  • Explaining any increases in sample plots (due to variance increases)

  • Confirming that sample sizes have not been reduced unless explicitly permitted

  • Describing any lost or inaccessible plots and their replacements

All sampling changes must be justified in terms of methodological requirements, not convenience.

8.8 Reporting of Uncertainty and Compliance With Precision Thresholds

The report must present:

  • Standard deviation, standard error, and confidence interval for each stratum

  • Relative precision (RP) values compared to required thresholds

  • Explanations of any exceedances

  • Description of conservativeness applied, if required

  • Any additional plots added to meet precision requirements

Uncertainty results must be easy for a VVB to replicate.

8.9 Archiving and Supporting Documentation

The following must be archived and made available for verification:

  • Preliminary sampling data

  • Sampling design and plot layout documents

  • Calculation sheets for sample size

  • Maps and GPS files

  • Variance and uncertainty analyses

  • Field logs from sampling activities

These documents must be retained for the entire crediting period.

Chapter 9 - Quality Assurance and Quality Control (QA/QC)

Quality assurance and quality control procedures ensure that sampling design, sample size determination, and implementation are scientifically defensible, accurate, and consistent across monitoring periods. Because sample size directly affects uncertainty and, ultimately, credit issuance, QA/QC must be rigorous, transparent, and thoroughly documented.

9.1 QA/QC for Stratification

Stratification defines the framework for sampling and must undergo internal quality review before field implementation. QA/QC steps include:

  • Verifying that stratification reflects ecological differences relevant to biomass variability

  • Checking stratum boundary accuracy in geospatial layers

  • Confirming that stratification is applied consistently between baseline and monitoring periods unless justified changes occur

If stratification changes over time, the project must show how consistency in sampling is maintained and how the change improves accuracy.

9.2 QA/QC for Preliminary Sampling

Preliminary sampling produces the variance estimates used in sample size calculations. QA/QC procedures must ensure that:

  • Preliminary plots are representative of the full range of biomass conditions

  • Measurement protocols match those used for permanent plots

  • Outliers or errors in preliminary data are investigated and corrected

  • Sample size calculations are based on reliable variance figures

If preliminary variance is unrealistically low or high, the project must evaluate whether preliminary plots were appropriately distributed.

9.3 QA/QC for Sample Size Calculations

Sample size calculations must be independently reviewed to ensure that:

  • Correct formulas were applied

  • Acceptable error threshold (E) matches methodology requirements

  • The appropriate t-value was used for the chosen confidence level

  • Standard deviation and mean biomass values were calculated correctly

  • Finite population correction was applied where appropriate

  • Rounding rules were followed consistently

The entire calculation process must be transparent and replicable.

9.4 QA/QC for Plot Establishment

Once the required number of plots is calculated, QA/QC must verify:

  • Plots are placed according to the sampling design (random, systematic, or stratified-random)

  • GPS coordinates are accurate and recorded in standardized format

  • Plot markers are durable and secure

  • Plot boundaries, center points, and layout are consistent across teams

  • Inaccessible plots are documented and replaced following the same placement rules

Plots must not be moved or replaced for convenience.

9.5 QA/QC for Consistency Across Monitoring Periods

Sampling consistency must be ensured across all monitoring cycles. QA/QC includes:

  • Verifying that existing plots are remeasured correctly

  • Confirming sample size is not reduced unless methodology explicitly allows it

  • Ensuring that any added plots meet the same standards as original plots

  • Checking that changes reflect real ecological or statistical needs, not operational convenience

Any adjustments must be justified in the Monitoring Report.

9.6 QA/QC for Integration With Biomass Tools

This tool must align seamlessly with other PCS tools. QA/QC must confirm that:

  • Sample size is sufficient for PCS-TA-008 (tree biomass), PCS-TA-007 (dead wood and litter), and any other pool relying on sampling

  • Shared plots meet the strictest requirements across tools

  • Variance assumptions used in sample size determination match those observed during biomass calculation

Cross-tool consistency enhances verification reliability.

9.7 QA/QC for Uncertainty Analysis

Because sample size directly affects uncertainty, QA/QC must confirm that:

  • Uncertainty calculations are correct and traceable

  • Confidence intervals are computed using appropriate formulas

  • Relative precision was checked against required thresholds

  • Conservativeness was applied when limits were exceeded

  • Results match those presented in biomass estimation sections of the Monitoring Report

Uncertainty analysis must be reproducible by a VVB.

9.8 Data Management and Documentation

All data generated during sampling design and implementation must be archived securely. QA/QC must ensure:

  • Calculation sheets are error-free and version-controlled

  • Preliminary and final datasets are complete

  • Metadata accompany all spatial files

  • Documentation of field decisions is clear and comprehensive

  • All changes across monitoring periods are recorded

A VVB should be able to reconstruct the entire sampling design from the record alone.

9.9 Continuous Improvement

Projects are encouraged to refine sampling procedures over time. QA/QC must support:

  • Improved stratification based on updated ecological information

  • Adoption of better sampling technologies or measurement tools

  • Enhanced training for field personnel

  • Adjustments based on verification findings or lessons learned

Any improvements must maintain consistency with baseline sampling or be justified transparently.

Annex A - Sample Size Calculation Templates

This annex provides standardized templates for calculating required sample size for each stratum. These templates ensure that all statistical steps and assumptions are transparent and replicable during validation and verification.

A.1 Template for Preliminary Data Summary

Stratum ID
Preliminary Plots (n)
Mean Biomass (t/ha)
Standard Deviation (S)
Variance (S²)

The Monitoring Report must include real field data in this format.

A.2 Sample Size Calculation Template

Parameter
Value
Notes

Acceptable Error (E)

As per methodology (e.g., 0.10)

Confidence Level

Typically 90% or 95%

t-value

Based on chosen confidence level

Mean Biomass ()

From preliminary sampling

Standard Deviation (S)

From preliminary sampling

Initial Sample Size ()

Calculated using

Total Possible Plots (N)

If finite population correction applies

Final Required Sample Size (n)

Rounded up

A.3 Finite Population Correction (FPC) Template

Stratum Area (ha)
Plot Area (m²)
Total Possible Plots (N)
Initial n₀
Corrected n
Notes

This table is required only when stratum area is small or plot density is high.

A.4 Sample Size Reassessment Template (Monitoring Periods)

Monitoring Period
Updated Mean
Updated Standard Deviation
Previous Required n
Updated Required n
Action Required

This shows whether additional sampling is required during monitoring.

Annex B - Statistical Reference Tables

This annex provides essential reference values used in sample size calculations.

B.1 t-values for Common Confidence Levels

Confidence Level
Degrees of Freedom (df > 30)
t-value

90%

~1.645

Recommended for PCS field sampling

95%

~1.960

Occasionally required by methodologies

When sample size is < 30, the appropriate t-value must be taken from a full t-distribution table.

B.2 Example Relative Precision Calculation

The following example illustrates how relative precision (RP) is computed:

Variable
Example Value

Mean Biomass ()

120 t/ha

Standard Deviation (S)

36 t/ha

Sample plots (n)

12

t-value (90%)

1.645

Step calculations:

  1. Standard error:

  2. Confidence interval:

  3. Relative precision:

If methodology requires ≤10% precision, additional plots are required.

B.3 Default Values for Preliminary Sampling (If No Field Data Available)

These values may be used only with strong justification and must be conservative:

Ecosystem Type
Typical Standard Deviation (S)
Notes

Tropical forest

40–60 t/ha

Highly variable biomass

Dryland woodland

15–30 t/ha

Patchy vegetation

Mangrove

30–50 t/ha

Strong spatial gradients

Shrubland

10–20 t/ha

Smaller biomass range

Using overly optimistic values is prohibited.

Annex C - Sampling Design and Plot Allocation Forms

These forms support documentation and must be included in the Monitoring Report.

C.1 Sampling Design Summary Form

Stratum ID
Area (ha)
Sampling Approach
Required Plots (n)
Plot Size
Placement Method
Notes

C.2 Plot Allocation and Location Form

Plot ID
Stratum
Coordinates (Lat/Long)
Plot Area
Access Notes
Replaced Plot?
Reason

This table ensures traceability and allows VVBs to relocate all permanent plots.

C.3 Plot Replacement and Adjustment Record

Original Plot ID
New Plot ID
Date of Replacement
Reason for Change
Method of Selecting New Plot
Notes

Plot replacement must never be arbitrary; documentation is mandatory.